Filing Details
- Accession Number:
- 0001245313-10-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-28 13:00:00
- Reporting Period:
- 2010-07-27
- Filing Date:
- 2010-07-28
- Accepted Time:
- 2010-07-28 20:00:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245213 | J Marc Verissimo | 3003 Tasman Drive Santa Clara CA 95054 | Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-27 | 21,163 | $26.06 | 32,243 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-27 | 21,163 | $45.20 | 11,080 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2010-07-27 | 7,386 | $45.19 | 7,386 | $4.19 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-07-27 | 21,163 | $45.20 | 21,163 | $26.06 |
| Common Stock | Performance Shares | Acquisiton | 2010-07-27 | 3,611 | $0.00 | 3,611 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,386 | 2011-07-27 | 2017-07-27 | No | 4 | A | Direct |
| 0 | 2002-03-14 | 2011-03-14 | No | 4 | M | Direct |
| 3,611 | 2012-12-31 | 2013-01-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,695 | Indirect | By self in 401k/ESOP |
Footnotes
- The option vests in four equal annual installments beginning one year from date of grant.
- The reporting person was granted restricted stock units (RSUs) which are subject to performance-based vesting. The grants are earned based on the Compensation Committee's assessment of the Company's performance, at its sole discretion. In addition, to the extent earned, the grants are subject to time-based vesting, to cliff vest on 12/31/2012.
Billionaire Hedge Funds
