Filing Details
- Accession Number:
- 0001209191-10-038981
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-19 13:00:00
- Reporting Period:
- 2010-07-15
- Filing Date:
- 2010-07-19
- Accepted Time:
- 2010-07-19 16:16:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138804 | Unica Corp | UNCA | Services-Prepackaged Software (7372) | 043174345 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1429422 | Paul Mcnulty | 170 Tracer Lane Waltham MA 01867 | Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-15 | 9,000 | $9.69 | 52,119 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-15 | 300 | $9.97 | 51,819 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | Disposition | 2010-07-15 | 9,000 | $0.01 | 9,000 | $4.21 |
Common Stock | Non-Qualified Stock Option | Disposition | 2010-07-15 | 300 | $0.01 | 300 | $6.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,000 | 2014-12-11 | No | 4 | M | Direct | |
19,700 | 2014-03-07 | No | 4 | M | Direct |
Footnotes
- All sales reported on this Form were made pursuant to a Rule 10b5-1 trading plan effective June 11, 2010
- The options will vest over a four year period, 12.5% vesting on June 1, 2009, and thereafter at a rate of 6.25% per quarter.
- The options will vest over a four year period, 12.5% vesting on June 1, 2008, and thereafter at a rate of 6.25% per quarter.