Filing Details
- Accession Number:
- 0001181431-10-041137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-10 13:00:00
- Reporting Period:
- 2010-08-06
- Filing Date:
- 2010-08-10
- Accepted Time:
- 2010-08-10 14:12:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356857 | Trius Therapeutics Inc | TSRX | Pharmaceutical Preparations (2834) | 201320630 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456585 | Versant Side Fund Iii, L.p. | C/O Versant Ventures 3000 Sand Hill Road, Bldg. 4, Ste. 210 Menlo Park CA 94025 | No | No | Yes | No | |
1456586 | Versant Venture Capital Iii, L.p. | 3000 Sand Hill Road Bldg. 4, Ste. 210 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-06 | 1,576,814 | $0.00 | 1,576,814 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2010-08-06 | 744,496 | $4.38 | 2,321,310 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2010-08-06 | 914,529 | $5.00 | 3,235,839 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnotes |
No | 4 | C | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-2 Convertible Preferred Stock | Disposition | 2010-08-06 | 9,090,910 | $0.00 | 9,090,910 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2010-08-06 | 4,469,697 | $0.00 | 4,469,697 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Upon the closing of the Issuer's initial public offering, each 8.6 shares of the Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into one share of Common Stock, and had no expiration date.
- The shares are held as follows: 1,567,556 shares held by Versant Venture Capital III, L.P. and 9,258 shares held by Versant Side Fund III, L.P.
- The Common Stock was acquired upon conversion of a Secured Convertible Promissory Note exempt from the definition of a derivative security and whose conversion ratio did not become fixed until automatic conversion at the time of the closing of the Issuer's initial public offering. The shares are held as follows: 740,126 shares held by Versant Venture Capital III, L.P. and 4,370 shares held by Versant Side Fund III, L.P.
- The shares were purchased in the Issuer's initial public offering and are held as follows: 909,160 shares held by Versant Venture Capital III, L.P. and 5,369 shares held by Versant Side Fund III, L.P.
- The shares are held as follows: 9,037,534 shares held by Versant Venture Capital III, L.P. and 53,376 shares held by Versant Side Fund III, L.P.
- ) The shares are held as follows: 4,443,454 shares held by Versant Venture Capital III, L.P. and 26,243 shares held by Versant Side Fund III, L.P.
- In their capacity as managing members of Versant Ventures III, LLC, which is the general partner of each of the Versant Funds, Brian G. Atwood, Ross A. Jaffe, M.D., Camille D. Samuels, Kevin J. Wasserstein, Samuel D. Colella, Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Ph.D., William J. Link, Ph.D., Charles M. Warden and Barbara N. Lubash share voting and investment authority over the shares held by the Versant Funds and may be deemed to beneficially own the shares. Each of Brian G. Atwood, Ross A. Jaffe, M.D., Camille D. Samuels, Kevin J. Wasserstein, Samuel D. Colella, Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Ph.D., William J. Link, Ph.D., Charles M. Warden and Barbara N. Lubash disclaim beneficial ownership of these shares except to the extent of his or her pecuniary interest therein.