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Filing Details

Accession Number:: 0001104659-10-039177
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-07-22 13:00:00
Reporting Period:: 2010-07-21

Filing Date:: 2010-07-22
Accepted Time:: 2010-07-22 21:01:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1327471	Reald Inc.	RLD	Radio & Tv Broadcasting & Communications Equipment (3663)	770620426

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1256314	D Stephen Royer	C/O Shamrock Capital Advisors, Inc. 4444 W. Lakeside Drive Burbank CA 91505		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-07-21	7,709,250	$0.00	7,709,250	No	4	C	Indirect	By Shamrock Capital Growth Fund II, L.P.
Common Stock	Disposition	2010-07-21	2,312,775	$14.88	5,396,475	No	4	S	Indirect	By Shamrock Capital Growth Fund II, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By Shamrock Capital Growth Fund II, L.P.
No	4	S	Indirect	By Shamrock Capital Growth Fund II, L.P.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series C Mandatorily Redeemable Convertible Preferred Stock	Disposition	2010-07-21	5,139,500	$0.00	7,709,250	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect

Footnotes

The Reporting Person had 5,139,500 shares of the Issuer's Series C Mandatorily Redeemable Convertible Preferred Stock ("Series C Preferred Stock") which automatically converted into 7,709,250 shares of Common Stock upon the closing of the Issuer's qualified initial public offering (as defined in the Issuer's certificate of incorporation, as amended through July 12, 2010) on July 21, 2010. The Series C Preferred Stock converted at a conversion rate of 1.5 shares of Common Stock per share of Series C Preferred Stock which reflects the 1-for-1.5 forward stock split of the Common Stock that was effected by the Issuer on June 28, 2010.
These securities were convertible immediately.
These shares did not have an expiration date.
Directly owned by the Shamrock Capital Growth Fund II, L.P ("SCGF II"). Shamrock Capital Partners II, L.L.C ("SCP II") is the General Partner of SCGF II. The Reporting Person is the Executive Vice President of SCGF II. The Reporting Person and Stanley P. Gold are members of the Board of Managers of SCP II and may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), to be the indirect beneficial owner of the securities which are the subject of this report (collectively, the "Issuer Securities") and a "ten percent holder" thereunder. Each of the Reporting Person and Stanley P. Gold disclaims beneficial ownership of the Issuer Securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person or Stanley P. Gold is the beneficial owner of such securities for purposes of Section 16 or any other purpose.