Filing Details
- Accession Number:
- 0001209191-10-039042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-20 13:00:00
- Reporting Period:
- 2010-07-16
- Filing Date:
- 2010-07-20
- Accepted Time:
- 2010-07-20 06:11:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1378140 | Ocean Power Technologies Inc. | OPTT | Electric Services (4911) | 222535818 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1287711 | M Brian Posner | C/O Ocean Power Technologies, Inc. 1590 Reed Road Pennington NJ 08534 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-07-16 | 2,000 | $5.44 | 2,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-07-16 | 10,000 | $0.00 | 12,000 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to buy) | Acquisiton | 2010-07-16 | 30,000 | $0.00 | 30,000 | $5.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,000 | 2020-07-15 | No | 4 | A | Direct |
Footnotes
- Represents shares of common stock granted under the Company's 2006 Stock Incentive Plan, which will vest over three years based on performance.
- Exercisable in five equal annual installments beginning one year after the date of grant.