Filing Details
- Accession Number:
- 0001209191-10-039638
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-26 13:00:00
- Reporting Period:
- 2010-07-22
- Filing Date:
- 2010-07-26
- Accepted Time:
- 2010-07-26 17:32:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
77476 | Pepsico Inc | PEP | Beverages (2080) | 131584302 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1183818 | K Indra Nooyi | 700 Anderson Hill Road Purchase NY 10577 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Pepsico, Inc. Common Stock | Acquisiton | 2010-07-22 | 197,293 | $43.50 | 641,751 | No | 4 | M | Direct | |
Pepsico, Inc. Common Stock | Acquisiton | 2010-07-22 | 375,000 | $45.51 | 1,016,751 | No | 4 | M | Direct | |
Pepsico, Inc. Common Stock | Disposition | 2010-07-22 | 572,293 | $64.48 | 444,458 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Pepsico, Inc. Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-07-22 | 33,683 | $0.00 | 33,683 | $43.50 |
Pepsico, Inc. Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-07-22 | 160,920 | $0.00 | 160,920 | $43.50 |
Pepsico, Inc. Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-07-22 | 375,000 | $0.00 | 375,000 | $45.51 |
Pepsico, Inc. Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-07-22 | 2,690 | $0.00 | 2,690 | $43.50 |
Pepsico, Inc. Common Stock | Phantom Stock Units | Disposition | 2010-07-22 | 62,842 | $64.21 | 62,842 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2001-02-01 | 2011-01-31 | No | 4 | M | Direct |
0 | 2004-02-01 | 2011-01-31 | No | 4 | M | Direct |
0 | 2006-07-26 | 2011-07-25 | No | 4 | M | Direct |
0 | 2004-02-01 | 2011-01-31 | No | 4 | M | Direct |
43,710 | No | 4 | I | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Pepsico, Inc. Common Stock | 4,898 | Indirect | by 401(k) |
Footnotes
- The shares with respect to this transaction were sold at prices ranging from $64.01 and $64.83. Upon request, PepsiCo, Inc. will provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects number of shares held under the reporting person's account in the PepsiCo 401(k) Plan as of July 22, 2010.
- These phantom stock units are held under the PepsiCo Executive Income Deferral Program and convert based on shares of PepsiCo Common Stock on a one-for-one basis. These phantom stock units are payable pursuant to the reporting person's election and the terms of the PepsiCo Executive Income Deferral Program.
- The PepsiCo Executive Income Deferral Program allows participants to change their investment allocations at any time, subject to the PepsiCo Insider Trading Policy. This transaction represents the reporting person's transfer of funds from the PepsiCo Common Stock Fund to other phantom investments offered under the program. No cash distribution was made to the reporting person in connection with this transaction.