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Home > Insider Trading > Filing (0001144204-10-037388)

Filing Details

Accession Number:: 0001144204-10-037388
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-07-09 13:00:00
Reporting Period:: 2010-07-07

Filing Date:: 2010-07-09
Accepted Time:: 2010-07-09 19:11:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1368993	Wafergen Bio-Systems Inc.	WGBS	Laboratory Analytical Instruments (3826)	203699764

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1435645	Alnoor Shivji	7400 Paseo Padre Parkway Fremont CA 94555	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-07-07	833,334	$1.20	2,613,552	No	4	P	Indirect	By Shivji Family Trust dtd June 12, 2000

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Shivji Family Trust dtd June 12, 2000

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrant (right to buy)	Acquisiton	2010-07-07	416,667	$1.20	416,667	$1.55

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
416,667	2010-07-07	2015-07-07	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	48,333	Indirect	By Jameel Shivji Irrevocable Trust U/A dtd 12/30/04
Common Stock	48,333	Indirect	By Shivji Children's Trust fbo Zara Shivji U/A dtd 11/30/00
Common Stock	48,333	Indirect	By Shivji Children's Trust fbo Suraya Shivji U/A dtd 11/30/00
Common Stock	2,424,561	Direct

Footnotes

The reported securities are included within 833,334 Units purchased by the reporting person for $1.20 per Unit. Each Unit consists of one share of common stock and one warrant to purchase 50% of one share of common stock.