Filing Details
- Accession Number:
- 0001144204-10-037385
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-09 13:00:00
- Reporting Period:
- 2010-07-07
- Filing Date:
- 2010-07-09
- Accepted Time:
- 2010-07-09 19:10:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368993 | Wafergen Bio-Systems Inc. | WGBS | Laboratory Analytical Instruments (3826) | 203699764 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250973 | C Nadine Smith | 1266 1St Street Suite 4 Sarasota FL 34236 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-07-07 | 166,667 | $1.20 | 985,267 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2010-07-07 | 83,333 | $1.20 | 83,333 | $1.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
83,333 | 2010-07-07 | 2015-07-07 | No | 4 | P | Direct |
Footnotes
- The reported securities are included within 166,667 Units purchased by the reporting person for $1.20 per Unit. Each Unit consists of one share of common stock and one warrant to purchase 50% of one share of common stock.