Filing Details
- Accession Number:
- 0001193805-10-001588
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-02 13:00:00
- Reporting Period:
- 2010-05-28
- Filing Date:
- 2010-06-02
- Accepted Time:
- 2010-06-02 18:11:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
852564 | Unilens Vision Inc | UVIC | Ophthalmic Goods (3851) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1488207 | Baker Street Capital Management, Llc | 432 N. Palm Drive Suite 306 Beverly Hills CA 90210 | No | No | Yes | No | |
1489810 | Vadim Perelman | 432 N. Palm Drive Suite 306 Beverly Hills CA 90210 | No | No | Yes | No | |
1490007 | Ltd. Capital Street Baker | C/O Stuarts Corporate Service Ltd. P.o. Box 2510 Grand Cayman Ky1-1104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Acquisiton | 2010-05-28 | 60,837 | $4.63 | 468,033 | No | 4 | P | Indirect | By Baker Street Capital Ltd. |
Common Stock, No Par Value | Disposition | 2010-06-01 | 468,033 | $0.00 | 0 | No | 4 | J | Indirect | By Baker Street Capital Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Baker Street Capital Ltd. |
No | 4 | J | Indirect | By Baker Street Capital Ltd. |
Footnotes
- Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person (other than Baker Street Capital Ltd) disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- Shares of Common Stock beneficially owned by Baker Street Capital Ltd. (Baker Street Capital). As the investment manager of Baker Street Capital, Baker Street Capital Management, LLC (Baker Street Capital Management) may be deemed to beneficially own the shares of Common Stock beneficially owned by Baker Street Capital. As the managing member of Baker Street Capital Management, Vadim Perelman may be deemed to beneficially own the shares of Common Stock beneficially owned by Baker Street Capital.
- Baker Street Capital transferred shares of Common Stock held by it to Baker Street Capital L.P. in a transaction exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-13 or otherwise.