Filing Details

Accession Number:
0001140361-10-027898
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-01 13:00:00
Reporting Period:
2010-06-25
Filing Date:
2010-07-01
Accepted Time:
2010-07-01 16:10:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
55805 North American Galvanizing & Coatings Inc NGA Coating, Engraving & Allied Services (3470) 710268502
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494790 Arbor-Crowley, Inc. One Museum Place, Suite 500
3100 West 7Th Street
Fort Worth TX 76107
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-25 167,999 $7.50 14,117,420 No 4 P Indirect CORPORATE STRUCTURE
Common Stock Acquisiton 2010-06-25 987,134 $7.50 14,117,420 No 4 X Indirect CORPORATE STRUCTURE
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect CORPORATE STRUCTURE
No 4 X Indirect CORPORATE STRUCTURE
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock STOCK OPTION (RIGHT TO BUY) Disposition 2010-06-25 1 $0.00 987,134 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-06-14 2010-06-30 No 4 X Indirect
Footnotes
  1. These shares were purchased through private transactions with individuals that held shares of common stock that constituted restricted shares that vested on June 14, 2010.
  2. These shares were purchased and are owned directly by Big Kettle Merger Sub, Inc., which is a wholly owned subsidiary of Arbor-Crowley, Inc., which is a wholly owned subsidiary of AZZ incorporated. Arbor-Crowley, Inc. and AZZ incorporated are indirect beneficial owners of the reported shares.
  3. These shares include 326,829 shares of common stock that constituted restricted shares that vested on June 14, 2010 and 660,305 shares of common stock that were held in trust under the North American Galvanizing & Coatings, Inc. Director Stock Unit Program until June 14, 2010, in each case which Big Kettle Merger Sub, Inc. exercised its option to purchase pursuant to the Stockholders Agreement, dated as of March 31, 2010, by and among AZZ incorporated, Big Kettle Merger Sub, Inc. and certain stockholders of North American Galvanizing & Coatings, Inc.
  4. The option to purchase these shares was held, and the shares acquired upon exercise of the option are beneficially owned, directly by Big Kettle Merger Sub, Inc., which is a wholly owned subsidiary of Arbor-Crowley, Inc., which is a wholly owned subsidiary of AZZ incorporated. Arbor-Crowley, Inc. and AZZ incorporated are indirect beneficial owners of the reported shares.