Filing Details
- Accession Number:
- 0001209191-10-036442
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-01 13:00:00
- Reporting Period:
- 2010-06-30
- Filing Date:
- 2010-07-01
- Accepted Time:
- 2010-07-01 14:30:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824068 | Ats Medical Inc | ATSI | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 411595629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1376547 | R David Elizondo | 11625 Pondview Court Champlin MN 55316 | Vp-Research & Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-06-30 | 40,000 | $0.00 | 123,427 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-06-30 | 13,125 | $3.96 | 110,302 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2010-06-30 | 40,000 | $0.00 | 40,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-07-30 | 2013-07-30 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 2007-09-29 | 2011-09-29 | 20,000 | 20,000 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2008-03-15 | 2012-03-15 | 17,674 | 17,674 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2009-03-15 | 2013-03-15 | 52,577 | 52,577 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2010-03-15 | 2014-03-05 | 52,852 | 52,852 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2011-03-01 | 2015-03-01 | 53,410 | 53,410 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2011-03-01 | 2015-03-01 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-09-29 | 20,000 | 20,000 | Direct |
| 2012-03-15 | 17,674 | 17,674 | Direct |
| 2013-03-15 | 52,577 | 52,577 | Direct |
| 2014-03-05 | 52,852 | 52,852 | Direct |
| 2015-03-01 | 53,410 | 53,410 | Direct |
| 2015-03-01 | 15,000 | 15,000 | Direct |
Footnotes
- Includes shares acquired under the Employee Stock Purchase Plan as of June 30, 2010.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2009.
- 1 unit for 1 share of Common Stock.
- Vests in cumulative annual installments of 20% beginning the date shown.
- Represents last vesting date.
- Vests in 20% annual cumulative installments starting on the date shown; in the second year remaining vesting is subject to acceleration if certain performance criteria are met.
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