Filing Details

Accession Number:
0001112679-10-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-03 13:00:00
Reporting Period:
2010-06-01
Filing Date:
2010-06-03
Accepted Time:
2010-06-03 20:29:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358153 Tom Carson C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp, Ww Sales And Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-01 1,042 $15.73 14,542 No 4 M Direct
Common Stock Disposition 2010-06-01 1,042 $37.29 13,500 No 4 S Direct
Common Stock Acquisiton 2010-06-02 14,166 $13.53 27,666 No 4 M Direct
Common Stock Disposition 2010-06-02 14,166 $37.12 13,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2010-06-01 1,042 $0.00 1,042 $15.73
Common Stock Employee Stock Options (right to buy) Disposition 2010-06-02 14,166 $0.00 14,166 $13.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,375 2016-03-01 No 4 M Direct
85,003 2013-06-01 No 4 M Direct
Footnotes
  1. Sold pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
  2. Sold pursuant to Mr. Carson's 10b5-1 plan dated September 2, 2008.
  3. Shares sold on the Open Market are reported as an average sell price per share of $37.12; breakdown of shares sold and per share sale prices are as follows: 2,566 at $37.10; 3,000 at $37.12; 400 at $37.14; 1,300 at $37.09; 1,400 at $37.11; 1,638 at $37.18; 362 at $37.19; 2,400 at $37.08; 100 at $37.13 and 1,000 at $37.17.
  4. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  5. Granted July 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.