Filing Details
- Accession Number:
- 0001179110-10-010562
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-16 13:00:00
- Reporting Period:
- 2009-11-17
- Filing Date:
- 2010-06-16
- Accepted Time:
- 2010-06-16 13:54:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
947484 | Arch Capital Group Ltd. | ACGL | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227102 | Constantine Iordanou | Wessex House, 4Th Floor 45 Reid Street Hamilton D0 HM 12 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series B Non-Cumulative Preferred Shares (Non-Convertible) | Acquisiton | 2009-11-17 | 4,301 | $22.19 | 67,273 | No | 4 | P | Direct | |
Series A Non-Cumulative Preferred Shares (Non-Convertible) | Acquisiton | 2009-11-17 | 703 | $21.05 | 11,224 | No | 4 | P | Direct | |
Common Shares, $.01 Par Value Per Share | Disposition | 2010-05-14 | 1,350 | $0.00 | 202,760 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 5 | G | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series B Non-Cumulative Preferred Shares (Non-Convertible) | 67,273 | Indirect | By GRAT |
Series A Non-Cumulative Preferred Shares (Non-Convertible) | 11,224 | Indirect | BY GRAT |
Common Shares, $.01 Par Value Per Share | 129,415 | Indirect | By Limited Liability Company |
Series B Non-Cumulative Preferred Shares (Non-Convertible) | 1,400 | Indirect | By spouse |
Common Shares, $.01 Par Value Per Share | 7,744 | Indirect | By children |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares, $.01 Par Value Per Share | Stock Option (right to buy) | $56.27 | 2016-02-23 | 150,000 | 150,000 | Indirect | |
Common Shares, $.01 Par Value Per Share | Share Appreciation Right | $71.12 | 2017-05-11 | 45,000 | 45,000 | Indirect | |
Common Shares, $.01 Par Value Per Share | Share Appreciation Right | $69.30 | 2018-05-09 | 45,000 | 45,000 | Indirect | |
Common Shares, $.01 Par Value Per Share | Share Appreciation Right | $57.88 | 2019-05-06 | 38,250 | 38,250 | Indirect | |
Common Shares, $.01 Par Value Per Share | Share Appreciation Right | $74.00 | 2010-02-25 | 2020-02-25 | 70,751 | 70,751 | Indirect |
Common Shares, $01 Par Value Per Share | Share Appreciation Right | $75.03 | 2020-05-05 | 42,000 | 42,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-02-23 | 150,000 | 150,000 | Indirect |
2017-05-11 | 45,000 | 45,000 | Indirect |
2018-05-09 | 45,000 | 45,000 | Indirect |
2019-05-06 | 38,250 | 38,250 | Indirect |
2020-02-25 | 70,751 | 70,751 | Indirect |
2020-05-05 | 42,000 | 42,000 | Indirect |
Footnotes
- The preferred shares were acquired through a broker-sponsored dividend reinvestment program.
- The preferred shares, stock options and share appreciation rights were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on June 8, 2010.
- The shares are owned by Mathiatis LLC, a limited liability company. The reporting person owns all of the membership interests in Mathiatis LLC and serves as its sole managing member.
- The stock option became exercisable in three equal annual installments with the first installment being exercisable on February 23, 2007 and the second and third installments being exercisable on February 23, 2008 and February 23, 2009.
- The share appreciation right became exercisable in three equal annual installments with the first installment being exercisable on May 11, 2008 and the second and third installments being exercisable on May 11, 2009 and May 11, 2010.
- The share appreciation right becomes exercisable in three equal annual installments with the first installment being exercisable on May 9, 2009 and the second and third installments being exercisable on May 9, 2010 and May 9, 2011.
- The share appreciation right becomes exercisable in three equal annual installments with the first installment being exercisable on May 6, 2010 and the second and third installments being exercisable on May 6, 2011 and May 6, 2012.
- The share appreciation right becomes exercisable in three equal annual installments with the first installment being exercisable on May 5, 2011 and the second and third installments being exercisable on May 5, 2012 and May 5, 2013.