Filing Details
- Accession Number:
- 0001181431-10-033706
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-17 13:00:00
- Reporting Period:
- 2010-06-15
- Filing Date:
- 2010-06-17
- Accepted Time:
- 2010-06-17 17:25:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
836106 | Novellus Systems Inc | NVLS | Special Industry Machinery, Nec (3559) | 770024666 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343600 | Timothy Archer | 4000 North First Street San Jose CA 95134 | Exec. Vp, Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-15 | 17,500 | $12.47 | 17,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-06-15 | 17,500 | $28.47 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-06-15 | 17,500 | $0.00 | 17,500 | $12.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
112,500 | 2018-12-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,443 | Indirect | By 401(k) |
Common Stock | 447 | Indirect | By Spouse |
Footnotes
- The indirect holdings in the 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day.
- The indirect holdings by Mrs. Archer are estimated shares held in the Company 401K unitized stock fund. The balance is reported as of the last business day.
- Securities were sold pursuant to a 10b5-1 Trading Plan.
- On December 18, 2008, the Reporting Person received a grant of 150,000 Non-Qualified Stock Options vesting in four annual equal installments beginning December 18, 2009.