Filing Details
- Accession Number:
- 0001209191-10-034555
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-16 13:00:00
- Reporting Period:
- 2010-06-16
- Filing Date:
- 2010-06-16
- Accepted Time:
- 2010-06-16 16:40:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141107 | Arris Group Inc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 582588724 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180395 | O John Caezza | 3871 Lakefield Drive Suwanee GA 30024 | President Of Access, Transport | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-16 | 17,392 | $6.55 | 51,702 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-06-16 | 17,392 | $11.10 | 34,310 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option | Disposition | 2010-06-16 | 17,392 | $0.00 | 17,392 | $6.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-06-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock | 25,200 | Direct | |
Restricted Stock | 27,090 | Direct | |
Restricted Stock | 29,062 | Direct | |
Restricted Stock | 38,749 | Direct | |
Restricted Stock | 26,315 | Direct | |
Restricted Stock | 43,858 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock option | $7.68 | 2012-06-14 | 28,659 | 28,659 | Direct | |
Common Stock | Stock option | $6.85 | 2012-10-11 | 28,659 | 28,659 | Direct | |
Common Stock | Stock option | $5.97 | 2013-06-28 | 28,659 | 28,659 | Direct | |
Common Stock | Stock option | $6.84 | 2014-07-04 | 40,122 | 40,122 | Direct | |
Common Stock | Stock option | $12.57 | 2015-07-01 | 45,854 | 45,854 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-06-14 | 28,659 | 28,659 | Direct |
2012-10-11 | 28,659 | 28,659 | Direct |
2013-06-28 | 28,659 | 28,659 | Direct |
2014-07-04 | 40,122 | 40,122 | Direct |
2015-07-01 | 45,854 | 45,854 | Direct |
Footnotes
- Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.07 to $11.16, inclusive. The reporting person undertakes to provide the issuer or any secuirty holder of the issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price witin the ranges set forth in this footnote.
- Represents a restricted stock grant in which 20% vests on December 20, 2009 (the "vesting date") and 10% will vest on each successive anniversary of the vesting date.
- Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 28, 2008.
- Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
- Represents a restricted stock grant which is in part performance based. 25,833 shares of the grant are guaranteed and will vest over a two year period. 0 to 25,833 of the grant is subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2011 and will vest on 1/31/2012.
- Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is in part performance-based. 8,772 shares of the grant are guaranteed and will vest on 3/25/2011.0 to 35,086 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.
- Stock options are currently fully exercisable