Filing Details
- Accession Number:
- 0001112679-10-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-08 13:00:00
- Reporting Period:
- 2010-06-07
- Filing Date:
- 2010-06-08
- Accepted Time:
- 2010-06-08 19:46:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200483 | J Alfred Amoroso | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-07 | 100,000 | $22.95 | 356,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-06-07 | 100,000 | $36.92 | 256,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-06-07 | 100,000 | $0.00 | 100,000 | $22.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
86,929 | 2010-07-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 189,231 | Indirect | Amoroso Family Trust |
Footnotes
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated August 12, 2009
- Shares sold on the Open Market are reported as an average sell price per share of $36.92; breakdown of shares sold and per share sale prices are as follows: 300 at $36.22; 1,300 at $36.25; 900 at $36.26; 500 at $36.27; 500 at $36.28; 1,500 at $36.29; 400 at $36.30; 500 at $36.32; 1,300 at $36.33; 400 at $36.34; 2,500 at $36.35; 800 at $36.36; 1,300 at $36.38; 900 at $36.39; 200 at $36.40; 900 at $36.41; 1,300 at $36.42; 1,081 at $36.43; 1,500 at $36.44; 1,819 at $36.45; 1,500 at $36.46; 1,300 at $36.47; 1,100 at $36.48; 900 at $36.50; 100 at $36.53; 1,100 at $36.58; 300 at $36.59; 649 at $36.60; 1,400 at $36.61; 600 at $36.62; 551 at $36.63; 2,700 at $36.64; 500 at $36.65; 1,000 at $36.66; 700 at 36.67; 200 at $36.68; 1,000 at $36.69; 700 at $36.70; 900 at $36.71; 300 at $36.80; 100 at $36.81; 1,300 at $36.82; 900 at $36.83; 600 at $36.85; 700 at $36.87; 600 at $36.88; 2,570 at $36.89; 1,030 at $36.90; 200 at $36.91; 400 at $36.94; additional shares sold continued in footnote (3).
- Shares sold on the Open Market are reported as an average sell price per share of $36.92 (continued); breakdown of shares sold and per share sale prices are as follows: 400 at $36.97; 300 at $37.01; 500 at $37.03; 300 at $37.04; 600 at $37.05; 2,200 at $37.06; 1,100 at $37.07; 1,100 at $37.08; 2,000 at $37.09; 3,200 at 37.10; 1,875 at $37.11; 925 at $37.12; 1,400 at $37.13; 3,000 at $37.14; 2,400 at $37.15; 600 at $37.16; 1,500 at $37.17; 300 at $37.18; 2,500 at $37.19; 800 at $37.20; 300 at $37.21; 300 at $37.22; 1,700 at $37.23; 3,000 at $37.24; 1,800 at $37.25; 1,300 at $37.26; 800 at $37.27; 1,900 at $37.28; 500 at $37.29; 1,566 at $37.30: 767 at $37.31; 1,000 at $37.32; 300 at $37.33; 1,250 at $37.34; 617 at $37.35; 700 at $37.36; 600 at $37.37; 100 at $37.38; 500 at $37.40; 500 at $37.41; 500 at $37.42; 700 at $37.44; 600 at $37.45; 100 at $37.46; 100 at $37.48; 500 at $37.49; 800 at $37.52; 1,100 at $37.55; additional shares sold continued in footnote (4).
- Shares sold on the Open Market are reported as an average sell price per share of $36.92 (continued); breakdown of shares sold and per share sale prices are as follows: 700 at $37.56; 300 at $37.57; 700 at $37.58; 200 at $37.62; 300 at $37.64; 400 at $37.67; 100 at $37.69; 500 at 37.70 and 100 at 37.74.
- Mr. Amoroso and his wife are co-trustees of the Amoroso Family Trust.
- Granted July 5, 2005; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.