Filing Details
- Accession Number:
- 0001181431-10-031982
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-08 13:00:00
- Reporting Period:
- 2010-05-27
- Filing Date:
- 2010-06-08
- Accepted Time:
- 2010-06-08 15:04:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
840216 | California Coastal Communities Inc | CALCQ | Operative Builders (1531) | 020426634 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1039765 | Nv Groep Ing | Amstelveenseweg 500, 1081 Kl Po Box, 810, 1000 Av Amsterdam P7 0000 | Yes | No | Yes | No | |
1279724 | W Geoffrey Arens | 1325 Avenue Of The Americas New York NY 10019 | Yes | No | No | No | |
1279842 | Ing Capital Llc | 1325 Avenue Of The Americas New York NY 10019 | Yes | No | Yes | No | |
1404975 | Ing Global Investment Strategies Llc | 1325 Avenue Of The Americas New York NY 10019 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-05-27 | 755,683 | $0.75 | 0 | No | 4 | S | Indirect | See footnote 3. |
Common Stock | Disposition | 2010-06-01 | 500,000 | $0.75 | 0 | No | 4 | S | Indirect | See footnote 3. |
Common Stock | Disposition | 2010-06-04 | 500,000 | $0.75 | 0 | No | 4 | S | Indirect | See footnote 3. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote 3. |
No | 4 | S | Indirect | See footnote 3. |
No | 4 | S | Indirect | See footnote 3. |
Footnotes
- On May 27, 2010, in a private, negotiated transaction, ING Capital LLC and/or various of its affiliated entities sold an aggregate of 755,683 shares of California Coastal Communities Inc. common stock. ING Groep N.V. is the indirect parent company of both ING Capital LLC and ING Global Investment Strategies LLC through a chain of wholly-owned subsidiaries.
- Geoffrey W. Arens disclaims beneficial ownership of all shares of common stock beneficially owned by ING Groep N.V., ING Capital LLC and ING Global Investment Strategies LLC.
- ING Groep N.V. is the indirect parent company of both ING Capital LLC and ING Global Investment Strategies LLC through a chain of wholly-owned subsidiaries. Geoffrey W. Arens has been a director of California Coastal Communities Inc. since April 5, 2004. Mr. Arens is a Managing Director of ING Capital LLC and Chief Executive Officer and Managing Director of ING Global Investment Strategies LLC.
- On June 1, 2010, in a private, negotiated transaction, ING Capital LLC and/or various of its affiliated entities sold an aggregate of 500,000 shares of California Coastal Communities Inc. common stock. ING Groep N.V. is the indirect parent company of both ING Capital LLC and ING Global Investment Strategies LLC through a chain of wholly-owned subsidiaries.
- On June 4, 2010, in a private, negotiated transaction, ING Capital LLC and/or various of its affiliated entities sold an aggregate of 500,000 shares of California Coastal Communities Inc. common stock. ING Groep N.V. is the indirect parent company of both ING Capital LLC and ING Global Investment Strategies LLC through a chain of wholly-owned subsidiaries.