Filing Details
- Accession Number:
- 0001209191-10-032322
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-04 13:00:00
- Reporting Period:
- 2010-06-03
- Filing Date:
- 2010-06-04
- Accepted Time:
- 2010-06-04 15:42:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1261654 | Universal Technical Institute Inc | UTI | Services-Educational Services (8200) | 860226984 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1412373 | K Robert Adler | 20410 North 19Th Avenue Suite 200 Phoenix AZ 85027 | Svp Of Admissions | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Disposition | 2010-06-03 | 64 | $24.58 | 959 | No | 4 | F | Indirect | Spouse |
| Common Stock, $0.0001 Par Value | Disposition | 2010-06-03 | 836 | $24.58 | 17,242 | No | 4 | F | Direct | |
| Common Stock, $0.0001 Par Value | Acquisiton | 2010-06-03 | 6,475 | $12.75 | 23,717 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2010-06-03 | 6,475 | $24.50 | 17,242 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Indirect | Spouse |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Employee Stock Option (Right To Buy) | Disposition | 2010-06-03 | 6,475 | $12.75 | 6,475 | $12.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,950 | 2009-06-03 | 2015-06-03 | No | 4 | M | Direct |
Footnotes
- Vesting of Restricted Stock granted on 06/03/2008, shares withheld to satisfy tax liability.
- Listed price is based on an average stock price with the price ranging between $24.50 - $24.54.
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