Filing Details

Accession Number:
0001181431-10-031775
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-07 13:00:00
Reporting Period:
2010-06-03
Filing Date:
2010-06-07
Accepted Time:
2010-06-07 17:51:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
836106 Novellus Systems Inc NVLS Special Industry Machinery, Nec (3559) 770024666
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343600 Timothy Archer 4000 North First Street
San Jose CA 95134
Exec. Vp, Sales & Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-03 20,000 $12.47 20,000 No 4 M Direct
Common Stock Disposition 2010-06-03 20,000 $26.47 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2010-06-03 20,000 $0.00 20,000 $12.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
130,000 2018-12-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,443 Indirect By 401(k)
Common Stock 447 Indirect By Spouse
Footnotes
  1. The indirect holdings in the 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day.
  2. The indirect holdings by Mrs. Archer are estimated shares held in the Company 401K unitized stock fund. The balance is reported as of the last business day.
  3. Securities were sold pursuant to a 10b5-1 Trading Plan.
  4. On December 18, 2008, the Reporting Person received a grant of 150,000 Non-Qualified Stock Options vesting in four annual equal installments beginning December 18, 2009.