Filing Details
- Accession Number:
- 0001144204-10-033828
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-16 13:00:00
- Reporting Period:
- 2010-06-14
- Filing Date:
- 2010-06-16
- Accepted Time:
- 2010-06-16 17:47:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
832488 | Mam Software Group Inc. | MAMS | Services-Prepackaged Software (7372) | 841108035 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
899083 | Wynnefield Partners Small Cap Value Lp | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1017043 | Nelson Obus | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1030806 | Ltd Fund Offshore Value Cap Small Wynnefield | 450 Seventh Ave Ste 509 New York NY 10123 | No | No | Yes | No | |
1056835 | Wynnefield Capital Management Llc | 450 Seventh Ave Ste 509 New York NY 10123 | No | No | Yes | No | |
1251565 | Wynnefield Partners Small Cap Value Lp I | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1251567 | Wynnefield Capital Inc | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1251568 | Joshua Landes | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1273617 | P L Ii Partnership Channel | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1289453 | Wynnefield Capital, Inc. Profit Sharing Plan | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-14 | 133,813 | $0.08 | 2,622,228 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-06-14 | 184,789 | $0.08 | 8,643,691 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2010-06-14 | 117,839 | $0.08 | 8,643,691 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Footnotes
- This Form 4 is being filed jointly by Wynnefield Partners Small Cap Value, L.P. ("Partners"), Wynnefield Partners Small Cap Value, L.P. I ("Partners I"), Wynnefield Small Cap Value Offshore Fund, Ltd. ("Offshore"), Channel Partnership II, L.P. ("Channel"), Wynnefield Capital Inc. Profit Sharing Plan (the "Plan"), Wynnefield Capital Management, LLC ("WCM"), Wynnefield Capital, Inc. ("WCI"), Nelson Obus and Joshua Landes (each, a "Reporting Owner"), as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Each of the Reporting Owners maintains an office at the same address. Each of the Reporting Owners identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities.
- Purchased by Partners.
- As of June 14, 2010, Partners directly beneficially owns 2,622,228 shares of common stock, $0.01 par value per share ("Common Stock") of MAM Software Group, Inc. (the "Issuer") and warrants to purchase 833,334 shares of Common Stock. WCM, as the sole general partner of Partners, has an indirect beneficial ownership interest in the shares of Common Stock that Partners directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of WCM, have an indirect beneficial ownership interest in the shares of Common Stock that Partners directly beneficially owns.
- Purchased by Partners I.
- As of June 14, 2010, Partners has an indirect beneficial ownership interest in 3,324,873 shares of Common Stock and warrants to purchase 833,334 shares of Common Stock which are directly beneficially owned by Partners I. WCM, as the sole general partner of Partners I, has an indirect beneficial ownership interest in the shares of Common Stock that Partners I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of WCM, have an indirect beneficial ownership interest in the shares of Common Stock that Partners I directly beneficially owns.
- Purchased by Offshore.
- As of June 14, 2010, Partners has an indirect beneficial ownership interest in 4,676,954 shares of Common Stock and warrants to purchase 833,334 shares of Common Stock, which are directly beneficially owned by Offshore. WCI, as the sole investment manager of Offshore, has an indirect beneficial ownership interest in the shares of Common Stock that Offshore directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of WCI, have an indirect beneficial ownership interest in the shares of Common Stock that Offshore directly beneficially owns.
- As of June 14, 2010, Partners has an indirect beneficial ownership interest in 16,864 shares of Common Stock directly beneficially owned by the Plan. As the portfolio manager of the Plan, Nelson Obus has the power to vote and dispose of the Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that the Plan directly beneficially owns.
- As of June 14, 2010, Partners has an indirect beneficial ownership interest in 625,000 shares of Common Stock and warrants to purchase 625,000 shares of Common Stock, which are directly beneficially owned by Channel. Nelson Obus, as the sole general partner of Channel, has an indirect beneficial ownership interest in the shares of Common Stock that Channel directly beneficially owns.