Filing Details
- Accession Number:
- 0001144204-10-031650
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-03 13:00:00
- Reporting Period:
- 2010-06-03
- Filing Date:
- 2010-06-03
- Accepted Time:
- 2010-06-03 15:45:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
701719 | Dgse Companies Inc | DGSE | Retail-Jewelry Stores (5944) | 880097334 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1371725 | H William Oyster | 4206 Gloster Drive Dallas TX 75220 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-03 | 207,361 | $0.00 | 245,976 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to acquire common stock | Acquisiton | 1993-12-31 | 100,000 | $2.25 | 100,000 | $2.25 |
Common Stock | Option to acquire common stock | Acquisiton | 1994-12-31 | 50,000 | $2.13 | 50,000 | $2.13 |
Common Stock | Option to acquire common stock | Acquisiton | 2001-10-08 | 100,000 | $2.25 | 100,000 | $2.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 1993-12-31 | No | 4 | A | Direct | |
150,000 | 1994-12-31 | No | 4 | A | Direct | |
250,000 | 2001-10-08 | No | 4 | A | Direct |
Footnotes
- The right to acquire the shares of the issuer being reported herein from Stanford International Bank, Ltd. ( SIB) was assigned to the reporting person on May 25, 2010 pursuant to a Purchase and Sale Agreement between the issuer and SIB and approved by the District Court in the matter of Stanford Financial Group.
- Irrevocable Proxy to Vote Shares, dated May 18, 2010, by and between the Reporting Person and Dr. L.S. Smith as reflected on exhibit 99.5 in Form 13D/A filed on June 3, 2010 with the SEC by Dr. L.S. Smith.
- 180 days following termination of employment with DGSE Companies, Inc