Filing Details
- Accession Number:
- 0001144204-10-031643
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-03 13:00:00
- Reporting Period:
- 2010-06-03
- Filing Date:
- 2010-06-03
- Accepted Time:
- 2010-06-03 15:42:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 701719 | Dgse Companies Inc | DGSE | Retail-Jewelry Stores (5944) | 880097334 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167113 | David Rector | 1640 Terrace Way Walnut Creek CA 94597 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-06-03 | 10,000 | $0.00 | 13,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to acquire common stock | Acquisiton | 2007-11-13 | 2,000 | $6.00 | 2,000 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,000 | 2007-11-13 | No | 4 | A | Direct |
Footnotes
- The right to acquire the shares of the issuer being reported herein from Stanford International Bank, Ltd. ( SIB) was assigned to the reporting person on May 25, 2010 pursuant to a Purchase and Sale Agreement between the issuer and SIB and approved by the District Court in the matter of Stanford Financial Group.
- 180 days from the day no longer associated with DGSE Companies, Inc.
Billionaire Hedge Funds
