Filing Details

Accession Number:
0001140361-10-025478
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-14 13:00:00
Reporting Period:
2010-06-10
Filing Date:
2010-06-14
Accepted Time:
2010-06-14 19:47:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
872947 Applied Neurosolutions Inc APSN Biological Products, (No Disgnostic Substances) (2836) 391661164
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1010207 Anthony Michael Roth 3600 South Lake Drive
St. Francis WI 53235
No No Yes No
1010208 Jay Brian Stark 3600 South Lake Dr
St Francis WI 53235
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0025 Par Value Per Share Disposition 2010-06-10 510,021 $0.04 0 No 4 S Indirect By SF Capital Partners Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By SF Capital Partners Ltd.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.0025 Par Value Per Share Warrants to purchase Common Stock, $0.0025 par value/share $5.70 2012-09-28 207,142 207,142 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-09-28 207,142 207,142 Indirect
Footnotes
  1. The shares of Common Stock are held directly by SF Capital Partners Ltd. ("SF Capital"). The Reporting Persons direct the management of Stark Offshore Management LLC ("Stark Offshore"), which acts as investment manager and has sole power to direct the management of SF Capital. As the Managing Members of Stark Offshore, the Reporting Persons possess voting and dispositive power over all of the foregoing shares. Therefore, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, the Reporting Persons may be deemed to be the beneficial owners of, but hereby disclaim such beneficial ownership of, the foregoing shares.
  2. Immediately