Filing Details
- Accession Number:
- 0001140361-10-025478
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-14 13:00:00
- Reporting Period:
- 2010-06-10
- Filing Date:
- 2010-06-14
- Accepted Time:
- 2010-06-14 19:47:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
872947 | Applied Neurosolutions Inc | APSN | Biological Products, (No Disgnostic Substances) (2836) | 391661164 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1010207 | Anthony Michael Roth | 3600 South Lake Drive St. Francis WI 53235 | No | No | Yes | No | |
1010208 | Jay Brian Stark | 3600 South Lake Dr St Francis WI 53235 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0025 Par Value Per Share | Disposition | 2010-06-10 | 510,021 | $0.04 | 0 | No | 4 | S | Indirect | By SF Capital Partners Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By SF Capital Partners Ltd. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.0025 Par Value Per Share | Warrants to purchase Common Stock, $0.0025 par value/share | $5.70 | 2012-09-28 | 207,142 | 207,142 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-09-28 | 207,142 | 207,142 | Indirect |
Footnotes
- The shares of Common Stock are held directly by SF Capital Partners Ltd. ("SF Capital"). The Reporting Persons direct the management of Stark Offshore Management LLC ("Stark Offshore"), which acts as investment manager and has sole power to direct the management of SF Capital. As the Managing Members of Stark Offshore, the Reporting Persons possess voting and dispositive power over all of the foregoing shares. Therefore, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, the Reporting Persons may be deemed to be the beneficial owners of, but hereby disclaim such beneficial ownership of, the foregoing shares.
- Immediately