Filing Details
- Accession Number:
- 0001112679-10-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-15 13:00:00
- Reporting Period:
- 2010-06-14
- Filing Date:
- 2010-06-15
- Accepted Time:
- 2010-06-15 19:07:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200483 | J Alfred Amoroso | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-14 | 13,071 | $22.95 | 269,321 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-06-14 | 13,071 | $37.59 | 256,250 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-06-14 | 86,929 | $22.95 | 343,179 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-06-14 | 86,929 | $37.59 | 256,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-06-14 | 13,071 | $0.00 | 13,071 | $22.95 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-06-14 | 86,929 | $0.00 | 86,929 | $22.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-07-05 | No | 4 | M | Direct | |
0 | 2010-07-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 189,231 | Indirect | Amoroso Family Trust |
Footnotes
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated August 12, 2009
- Shares sold on the Open Market are reported as an average sell price per share of $37.59; breakdown of shares sold and per share sale prices are as follows: 595 at $37.23; 400 at $37.24; 705 at $37.25; 300 at $37.26; 500 at $37.29; 120 at $37.31; 400 at $37.32; 497 at $37.33; 279 at $37.34; 103 at $37.35; 501 at $37.37; 595 at $37.38; 500 at $37.39; 399 at $37.40; 799 at $37.41; 602 at $37.42; 701 at $37.43; 704 at $37.44; 2,999 at $37.45; 2,801 at $37.46; 2,507 at $37.47; 7,427 at $37.48; 6,166 at $37.49; 6,740 at $37.50; 1,841 at $37.51; 3,412 at $37.52; 5,402 at $37.53; 2,300 at $37.54; 1,800 at $37.55; 405 at $37.56; 2,000 at $37.57; 200 at $37.58; 1,100 at $37.59; 1,200 at $37.60; 1,016 at $37.61; 584 at $37.62; 300 at $37.63; 200 at $37.64; 598 at $37.65; 602 at $37.66; additional shares sold continued in footnote (3).
- Shares sold on the Open Market are reported as an average sell price per share of $37.59 (continued); breakdown of shares sold and per share sale prices are as follows: 800 at $37.67; 1,773 at $37.68; 2,927 at $37.69; 1,936 at $37.70; 3,288 at $37.71; 6,563 at $37.72; 4,001 at $37.73; 4,712 at $37.74; 4,700 at $37.75; 2,700 at $37.76; 2,400 at $37.77; 500 at $37.78; 355 at $37.79; 328 at $37.80; 117 at $37.81; 697 at $37.82; 298 at $37.85; 99 at $37.86; 5 at $37.87; 101 at $37.90; 100 at $37.91; 100 at $37.95; 100 at $37.96; 100 at $37.97; 100 at $38.00; 200 at $38.02; 100 at $38.03; 200 at $38.04; 200 at $38.05 and 200 at $38.08.
- Mr. Amoroso and his wife are co-trustees of the Amoroso Family Trust.
- Granted July 5, 2005; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.