Filing Details
- Accession Number:
- 0001181431-10-031822
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-07 13:00:00
- Reporting Period:
- 2010-06-03
- Filing Date:
- 2010-06-07
- Accepted Time:
- 2010-06-07 20:53:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1401106 | Mf Global Holdings Ltd. | MF | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 980551260 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1339413 | J Alison Carnwath | C/O Mf Global Holdings Ltd. 717 Fifth Avenue, 9Th Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $1.00 Per Share | Acquisiton | 2010-06-03 | 15,000 | $7.10 | 151,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- These shares were purchased through a directed share program established in connection with a public offering of common stock announced by MF Global Holdings Ltd. on June 1, 2010.
- Of these shares, 100,000 represents restricted common stock (the "Restricted Shares"), which that are subject to certain transfer restrictions and the terms and conditions of MF Global's Amended and Restated 2007 Long Term Incentive Plan. The Restricted Shares will vest in full after a period of three years following the initial public offering, subject to Ms. Carnwath's continued service as a member of our Board of Directors.