Filing Details

Accession Number:
0001225208-10-016017
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-01 13:00:00
Reporting Period:
2010-06-30
Filing Date:
2010-07-01
Accepted Time:
2010-07-01 14:46:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001288 Lexmark International Inc LXK Computer & Office Equipment (3570) 061308215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018624 R Stephen Hardis One Lexmark Centre Drive
740 West New Circle Road
Lexington KY 40550
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2010-06-30 1,979 $0.00 64,068 No 4 M Direct
Class A Common Stock Acquisiton 2010-07-01 713 $32.89 64,781 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Deferred Stock Units Disposition 2010-06-30 0 $33.59 0 $0.00
Class A Common Stock Deferred Stock Units Disposition 2010-06-30 1 $33.59 1 $0.00
Class A Common Stock Deferred Stock Units Disposition 2010-06-30 1 $33.59 1 $0.00
Class A Common Stock Deferred Stock Units Disposition 2010-06-30 1 $33.59 1 $0.00
Class A Common Stock Deferred Stock Units Disposition 2010-06-30 1,979 $0.00 1,979 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,981 2010-06-30 2010-06-30 No 4 D Direct
1,981 2010-06-30 2010-06-30 No 4 D Direct
1,980 2010-06-30 2010-06-30 No 4 D Direct
1,979 2010-06-30 2010-06-30 No 4 D Direct
0 2010-06-30 2010-06-30 No 4 M Direct
Footnotes
  1. 8,128 of these securities are restricted stock units (RSUs) which were granted to the Reporting Person as follows: 5,559 RSUs on April 23, 2009 (2009 RSUs) and 2,569 RSUs on April 22, 2010 (2010 RSUs). The 2009 RSUs became 100% vested on April 21, 2010, and 1,890 of such RSUs will settle on April 23, 2011, 1,834 of such RSUs will settle on April 23, 2012, and 1,835 of such RSUs will settle on April 23, 2013, unless the Reporting Person elects to defer settlement. Based on the Reporting Person's continuous service as a Board member, the 2010 RSUs will become 100% vested on April 27, 2011, and 873 of such RSUs will settle on April 22, 2012, 847 of such RSUs will settle on April 22, 2013, and 849 of such RSUs will settle on April 22, 2014, unless the Reporting Person elects to defer settlement.
  2. 1-for-1
  3. The deferred stock units were accrued under the Lexmark International, Inc. 2005 Nonemployee Director Stock Plan, are fully vested at all times and, unless further deferred, are entitled to be settled on June 30th of the fifth year following the year of grant.