Filing Details
- Accession Number:
- 0001193805-10-001590
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-02 13:00:00
- Reporting Period:
- 2010-05-28
- Filing Date:
- 2010-06-02
- Accepted Time:
- 2010-06-02 19:48:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38264 | Forward Industries Inc | FORD | Plastics Products, Nec (3089) | 131950672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1302583 | Ltd Fund Offshore Partners Capital Lagrange | 570 Lexington Avenue, 27Th Floor New York NY 10022 | No | No | Yes | No | |
1315394 | L Frank Johnson | 570 Lexington Avenue, 27Th Floor New York NY 10022 | No | No | Yes | No | |
1324023 | Lagrange Capital Partners Lp | 570 Lexington Avenue, 27Th Floor New York NY 10022 | No | No | Yes | No | |
1353724 | Lagrange Capital Administration, L.l.c. | 570 Lexington Avenue, 27Th Floor New York NY 10022 | No | No | Yes | No | |
1487919 | Lagrange Special Situations Yield Master Fund, Ltd. | 570 Lexington Avenue, 27Th Floor New York NY 10022 | No | No | Yes | No | |
1487924 | Lagrange Capital Management, Llc | 570 Lexington Avenue, 27Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-05-28 | 26,560 | $5.00 | 320,993 | No | 4 | P | Indirect | Capital Partners Offshore |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-06-01 | 7,250 | $4.92 | 328,243 | No | 4 | P | Indirect | Capital Partners Offshore |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-06-02 | 2,221 | $5.16 | 330,464 | No | 4 | P | Indirect | Capital Partners Offshore |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-05-28 | 126,160 | $5.00 | 1,528,367 | No | 4 | P | Indirect | LaGrange Capital Partners, L.P. |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-06-01 | 24,968 | $4.92 | 1,553,335 | No | 4 | P | Indirect | LaGrange Capital Partners, L.P. |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-06-02 | 10,844 | $5.16 | 1,564,179 | No | 4 | P | Indirect | LaGrange Capital Partners, L.P. |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-05-28 | 13,280 | $5.00 | 163,802 | No | 4 | P | Indirect | Situations Yield Master Fund |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Capital Partners Offshore |
No | 4 | P | Indirect | Capital Partners Offshore |
No | 4 | P | Indirect | Capital Partners Offshore |
No | 4 | P | Indirect | LaGrange Capital Partners, L.P. |
No | 4 | P | Indirect | LaGrange Capital Partners, L.P. |
No | 4 | P | Indirect | LaGrange Capital Partners, L.P. |
No | 4 | P | Indirect | Situations Yield Master Fund |
Footnotes
- This Form 4 is filed jointly by LaGrange Capital Partners, L.P. ("Capital Partners"), LaGrange Capital Partners Offshore Fund, Ltd. ("Capital Partners Offshore Fund"), LaGrange Special Situations Yield Master Fund, Ltd. ("Situations Master Fund"), LaGrange Capital Management, L.L.C. ("Capital Management"), LaGrange Capital Administration, L.L.C. ("Capital Administration") and Frank L. Johnson. Each of the Reporting Persons is a member of a Section 13(d) group with respect to the securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding Shares. As members of the group, each of the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by the other members of the group. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer beneficially owned by the other members of the group except to the extent of his or its pecuniary interest therein.
- Shares beneficially owned by Capital Partners Offshore Fund. As the investment manager of Capital Partners Offshore Fund, Capital Administration may be deemed to beneficially own the Shares beneficially owned by Capital Partners Offshore Fund. As the managing member of Capital Administration, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Partners Offshore Fund.
- Shares beneficially owned by Capital Partners. As the general partner of Capital Partners, Capital Management may be deemed to beneficially own the Shares owned by Capital Partners. As the sole member of Capital Management, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Partners.
- Shares beneficially owned by Situations Master Fund. As the investment manager of Situations Yield Master Fund, Capital Administration may be deemed to beneficially own the Shares beneficially owned by Situations Yield Master Fund. As the managing member of Capital Administration, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Situations Yield Master Fund.