Filing Details
- Accession Number:
- 0001010549-10-000361
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-04 13:00:00
- Reporting Period:
- 2010-06-02
- Filing Date:
- 2010-06-04
- Accepted Time:
- 2010-06-04 16:16:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
17313 | Capital Southwest Corp | CSWC | () | 751072796 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1369011 | Iii R William Thomas | 12900 Preston Road Suite 700 Dallas TX 75230 | Assistant Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-02 | 77 | $92.50 | 58,158 | No | 4 | S | Indirect | By Estate of William R. Thomas |
Common Stock | Disposition | 2010-06-03 | 401 | $93.02 | 57,757 | No | 4 | S | Indirect | By Estate of William R. Thomas |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Estate of William R. Thomas |
No | 4 | S | Indirect | By Estate of William R. Thomas |
Footnotes
- William R. Thomas III is Executor of the Estate of William R. Thomas which sold the shares noted on this Form 4. Mr. Thomas disclaims any beneficial ownership in shares owned by the Estate except to the extent to which he is the beneficiary of the Estate.