Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001181431-10-032129)

Filing Details

Accession Number:: 0001181431-10-032129
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-06-08 13:00:00
Reporting Period:: 2010-06-04

Filing Date:: 2010-06-08
Accepted Time:: 2010-06-08 18:27:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
928054	Flotek Industries Inc	FTK	Miscellaneous Chemical Products (2890)	900023731

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1118049	Sr D Jerry Dumas	2930 W. Sam Houston Pkwy. N Ste. 300 Houston TX 77043	Chairman Of Board	Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2010-06-04	27,000	$1.50	508,094	No	4	S	Direct
Common Stock	Disposition	2010-06-07	8,000	$1.43	500,094	No	4	S	Direct
Common Stock	Disposition	2010-06-08	1,000	$1.32	499,094	No	4	S	Direct
Common Stock	Disposition	2010-06-08	3,800	$1.33	495,294	No	4	S	Direct
Common Stock	Disposition	2010-06-08	1,000	$1.34	494,294	No	4	S	Direct
Common Stock	Disposition	2010-06-08	2,100	$1.37	492,194	No	4	S	Direct
Common Stock	Disposition	2010-06-08	1,000	$1.38	491,194	No	4	S	Direct
Common Stock	Disposition	2010-06-08	1,000	$1.38	490,194	No	4	S	Direct
Common Stock	Disposition	2010-06-08	3,000	$1.32	23,000	No	4	S	Indirect	Dora Tes Basileas Foundation
Common Stock	Disposition	2010-06-08	1,000	$1.33	22,000	No	4	S	Indirect	Dora Tes Baslieas Foundation
Common Stock	Disposition	2010-06-08	10,000	$1.34	12,000	No	4	S	Indirect	Dora Tes Basileas Foundation
Common Stock	Disposition	2010-06-08	5,000	$1.36	7,000	No	4	S	Indirect	Dora Tes Basileas Foundation

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	Dora Tes Basileas Foundation
No	4	S	Indirect	Dora Tes Baslieas Foundation
No	4	S	Indirect	Dora Tes Basileas Foundation
No	4	S	Indirect	Dora Tes Basileas Foundation

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	18,096	Indirect	Saxton River Corporation

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Common Stock	$9.40	2005-09-21	2014-09-20	130,279	130,279	Direct
Common Stock	Common Stock	$2.13	2005-12-10	2014-12-09	66,940	197,219	Direct
Common Stock	Common Stock	$13.81	2008-03-13	2013-03-12	54,348	251,567	Direct
Common Stock	Common Stock	$22.37	2008-05-18	2013-05-17	66,600	318,167	Direct
Common Stock	Common Stock	$22.75	2009-03-28	2014-03-27	27,776	345,943	Direct
Common Stock	Common Stock	$2.51	2010-02-16	2015-02-15	200,000	545,943	Direct
Common Stock	Preferred Stock	$2.30	2009-08-12		86,956	632,899	Direct
Common Stock	Exercisable Warrants	$2.31	2009-08-12	2014-08-11	31,000	663,899	Direct
Common Stock	Exercisable Warrants	$2.45	2009-11-09	2017-10-11	100,000	763,899	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-09-20	130,279	130,279	Direct
2014-12-09	66,940	197,219	Direct
2013-03-12	54,348	251,567	Direct
2013-05-17	66,600	318,167	Direct
2014-03-27	27,776	345,943	Direct
2015-02-15	200,000	545,943	Direct
	86,956	632,899	Direct
2014-08-11	31,000	663,899	Direct
2017-10-11	100,000	763,899	Direct

Footnotes

The Preferred Stock is perpetual and has no expiration date.