Filing Details
- Accession Number:
- 0001181431-10-033584
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-17 13:00:00
- Reporting Period:
- 2010-06-15
- Filing Date:
- 2010-06-17
- Accepted Time:
- 2010-06-17 11:08:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221306 | Christopher Chune Dong Chung | C/O Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94403 | Vp Medical Affairs And R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2010-06-15 | 50,000 | $6.25 | 99,250 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2010-06-15 | 50,000 | $17.25 | 49,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option | Disposition | 2010-06-15 | 47,338 | $0.00 | 47,338 | $6.25 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2010-06-15 | 2,662 | $0.00 | 2,662 | $6.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2000-12-12 | 2010-12-12 | No | 4 | M | Direct |
| 0 | 2000-12-12 | 2010-12-12 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $17.23 to $17.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vests in 48 equal monthly installments beginning on the date of grant.
Billionaire Hedge Funds
