Filing Details
- Accession Number:
- 0000014693-10-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-14 13:00:00
- Reporting Period:
- 2010-06-11
- Filing Date:
- 2010-06-14
- Accepted Time:
- 2010-06-14 16:44:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197230 | M William Street | 850 Dixie Highway Louisville KY 40210 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common | Disposition | 2010-06-11 | 36,021 | $58.16 | 289,916 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 1,121,098 | Direct | |
Class A Common | 552,276 | Indirect | Trust u/w of Daniel L. Street |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class B Common | Non-Qualified Stock Option (right to buy) | $32.93 | 2003-10-31 | 2013-04-30 | 2,697 | 2,697 | Direct |
Class B Common | Non-Qualified Stock Option (right to buy) | $36.35 | 2004-07-22 | 2014-04-30 | 3,009 | 3,009 | Direct |
Class B Common | Stock Appreciation Right | $46.19 | 2005-07-28 | 2015-04-30 | 3,499 | 3,499 | Direct |
Class B Common | Stock Appreciation Right | $56.50 | 2006-07-27 | 2016-04-30 | 2,980 | 2,980 | Direct |
Class B Common | Stock Appreciation Right | $54.58 | 2007-07-26 | 2017-04-30 | 3,702 | 3,702 | Direct |
Class B Common | Stock Appreciation Right | $57.40 | 2008-07-24 | 2018-04-30 | 3,398 | 3,398 | Direct |
Class B Common | Stock Appreciation Right | $43.72 | 2009-07-23 | 2019-04-30 | 4,175 | 4,175 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-04-30 | 2,697 | 2,697 | Direct |
2014-04-30 | 3,009 | 3,009 | Direct |
2015-04-30 | 3,499 | 3,499 | Direct |
2016-04-30 | 2,980 | 2,980 | Direct |
2017-04-30 | 3,702 | 3,702 | Direct |
2018-04-30 | 3,398 | 3,398 | Direct |
2019-04-30 | 4,175 | 4,175 | Direct |
Footnotes
- Price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.63, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.