Filing Details
- Accession Number:
- 0001140361-10-025363
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-14 13:00:00
- Reporting Period:
- 2010-06-11
- Filing Date:
- 2010-06-14
- Accepted Time:
- 2010-06-14 11:47:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
18172 | Castle A M & Co | CAS | Wholesale-Metals Service Centers & Offices (5051) | 360879160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184782 | Michael Simpson | 3400 North Wolf Road Franklin Park IL 60131 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-11 | 10,000 | $0.00 | 104,505 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-06-11 | 7,348 | $13.67 | 97,157 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-06-11 | 10,000 | $0.00 | 10,000 | $10.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2001-07-27 | 2010-07-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,546 | Indirect | See Note |
Common Stock | 22,781 | Indirect | See Note |
Common Stock | 262,433 | Indirect | See Note |
Common Stock | 20,992 | Indirect | See Note |
Common Stock | 157,872 | Indirect | See Note |
Common Stock | 1,372 | Indirect | Through 401(k) Plan |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $13.5404 to $13.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Beneficiary under Trust dated 12/07/1949 United States Trust Co., Trustee
- Beneficiary under Trust dated 7/24/1968 United States Trust Co., Trustee
- Beneficiary under Trust dated 7/26/1972 United States Trust Co. and Patrick J. Herbert, III, Trustee
- Beneficiary under Trust dated 12/23/1976 Northern Trust Co., Trustee
- Beneficiary under Trust dated 12/19/1980 Patrick J. Herbert, III, Trustee
- Between March 31, 2010 and May 31, 2010 the reporting person's share balance of A. M. Castle & Co. stock under the A. M. Castle & Co. 401(k) plan decreased by 0.1509 shares. The information in this report is based on a plan statement dated as of May 31, 2010.