Filing Details
- Accession Number:
- 0001112679-10-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-15 13:00:00
- Reporting Period:
- 2010-06-11
- Filing Date:
- 2010-06-15
- Accepted Time:
- 2010-06-15 19:10:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1338176 | James Budge | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-06-11 | 33,332 | $13.53 | 84,332 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-06-11 | 33,332 | $37.11 | 51,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-06-11 | 18,750 | $15.73 | 69,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-06-11 | 18,750 | $37.45 | 51,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-06-11 | 33,332 | $0.00 | 33,332 | $13.53 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-06-11 | 18,750 | $0.00 | 18,750 | $15.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,001 | 2013-06-01 | No | 4 | M | Direct | |
| 41,250 | 2016-03-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Budge's 10b5-1 plan dated May 11, 2010.
- Shares sold on the open market are reported as an average sell price per share of $37.11; breakdown of shares sold and per share sale prices are as follows: 300 at $36.78; 1,800 at $36.88; 1,898 at $36.89; 2,102 at $36.90; 100 at $36.92; 500 at $36.93; 300 at $36.94; 782 at $36.97; 900 at $36.98; 1,400 at $36.99; 700 at $37.00; 1,300 at $37.01; 800 at $37.04; 1,500 at $37.06; 1,200 at $37.10; 700 at $37.12; 600 at $37.13; 2,900 at $37.17; 1,983 at $37.18; 900 at $37.19; 1,300 at $37.20; 600 at $37.21; 800 at $37.22; 800 at $37.23; 1,600 at $37.24; 17 at $37.29; 700 at $37.30; 1,600 at $37.31; 719 at $37.33; 300 at $37.34; 900 at $37.35; 881 at $37.36; 100 at $37.37 and 350 at $37.38.
- Shares sold on the open market are reported as an average sell price per share of $37.45; breakdown of shares sold and per share sale prices are as follows: 1,650 at $37.38; 800 at $37.39; 2,700 at $37.40; 172 at $37.41; 3,125 at $37.42; 103 at $37.43; 2,200 at $37.44; 800 at $37.45; 700 at $37.46; 500 at $37.47; 1,400 at $37.48; 500 at $37.50; 800 at $37.51; 1,688 at $37.53; 1,300 at $37.54; 100 at $37.55; 112 at $37.56 and 100 at $37.57.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
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