Filing Details
- Accession Number:
- 0001144204-10-035735
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-29 13:00:00
- Reporting Period:
- 2010-06-25
- Filing Date:
- 2010-06-29
- Accepted Time:
- 2010-06-29 17:39:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378706 | American Dg Energy Inc | ADGE | Electric, Gas & Sanitary Services (4900) | 043569304 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1385156 | S Anthony Loumidis | 45 First Avenue Waltham MA 02451 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-06-25 | 12,400 | $0.70 | 142,400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-06-25 | 12,400 | $3.82 | 130,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-06-29 | 12,600 | $0.70 | 142,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-06-29 | 12,600 | $3.18 | 130,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-06-25 | 12,400 | $0.00 | 12,400 | $0.70 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-06-29 | 7,600 | $0.00 | 7,600 | $0.70 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-06-29 | 5,000 | $0.00 | 5,000 | $0.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,600 | 2014-02-24 | No | 4 | M | Direct | |
| 0 | 2014-02-24 | No | 4 | M | Direct | |
| 95,000 | 2015-09-29 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sales price for price increments ranging from $3.77 to $3.91. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price for price increments ranging from $3.10 to $3.27. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- The option, representing a right to purchase a total of 20,000 shares, vested in four equal installments on February 24, 2005, 2006, 2007 and 2008.
- The option, representing a right to purchase a total of 100,000 shares, vested in four equal installments on September 29, 2006, 2007, 2008 and 2009.
Billionaire Hedge Funds
