Filing Details
- Accession Number:
- 0001181431-10-033754
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-17 13:00:00
- Reporting Period:
- 2010-06-15
- Filing Date:
- 2010-06-17
- Accepted Time:
- 2010-06-17 20:07:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1334036 | Crocs Inc. | CROX | Rubber & Plastics Footwear (3021) | 202164234 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423793 | Russell Hammer | 6328 Monarch Park Place Niwot CO 80503 | Svp/Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-15 | 2,083 | $10.03 | 90,076 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-06-15 | 2,083 | $11.50 | 87,993 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-06-15 | 23,789 | $0.00 | 111,782 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-06-15 | 2,083 | $0.00 | 2,083 | $10.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
54,167 | 2018-06-02 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a sales plan adopted by the reporting person on March 16, 2010 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- Twenty-five percent (25%) of the option shares vested and became exercisable on June 2, 2009. Thereafter, the remaining options vest and become exercisable in thirty-six (36) successive equal monthly installments upon the reporting person's completion of each additional month of continuous service with the issuer.
- On June 15, 2010, the issuer's board of directors granted a restricted stock award to the reporting person under the issuer's 2007 Equity Incentive Plan. One-half of the award will vest in four equal annual installments beginning on the first anniversary of the date of grant, provided that the reporting person remains employed by the issuer as of each vesting date. One-half of the award will vest on the fourth anniversary of the date of grant, provided that certain corporate performance metrics are achieved and the reporting person remains employed by the issuer as of such vesting date.