Filing Details
- Accession Number:
- 0001225208-10-015177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-15 13:00:00
- Reporting Period:
- 2010-06-11
- Filing Date:
- 2010-06-15
- Accepted Time:
- 2010-06-15 11:40:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305399 | First Business Financial Services Inc. | FBIZ | State Commercial Banks (6022) | 391576570 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311295 | A Corey Chambas | 401 Charmany Drive Madison WI 53719 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-11 | 346 | $10.10 | 7,842 | No | 4 | P | Indirect | By 401(k) Plan |
Common Stock | Acquisiton | 2010-06-11 | 100 | $10.09 | 7,942 | No | 4 | P | Indirect | By 401(k) Plan |
Common Stock | Acquisiton | 2010-06-11 | 54 | $10.06 | 7,996 | No | 4 | P | Indirect | By 401(k) Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By 401(k) Plan |
No | 4 | P | Indirect | By 401(k) Plan |
No | 4 | P | Indirect | By 401(k) Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 42,848 | Direct | |
Common Stock | 5,818 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $19.00 | 2011-10-15 | 7,432 | 7,432 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $22.00 | 2013-01-27 | 10,000 | 10,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $24.00 | 2014-10-18 | 10,000 | 10,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $25.00 | 2015-02-17 | 7,000 | 7,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-10-15 | 7,432 | 7,432 | Direct |
2013-01-27 | 10,000 | 10,000 | Direct |
2014-10-18 | 10,000 | 10,000 | Direct |
2015-02-17 | 7,000 | 7,000 | Direct |
Footnotes
- The option vested and became exercisable in four equal annual installments on October 15, 2002, 2003, 2004 and 2005.
- The option vested and became exercisable in four equal annual installments on January 27, 2004, 2005, 2006 and 2007.
- The option vests and becomes exercisable in four equal annual installments on October 18, 2005, 2006, 2007 and 2008.
- The option vests and becomes exercisable in four equal annual installments on February 17, 2006, 2007, 2008 and 2009.