Filing Details
- Accession Number:
- 0001209191-10-035950
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-28 13:00:00
- Reporting Period:
- 2010-06-24
- Filing Date:
- 2010-06-28
- Accepted Time:
- 2010-06-28 21:29:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368582 | Arcsight Inc | ARST | Services-Prepackaged Software (7372) | 522241535 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187220 | Ernest Simson Von | C/O Arcsight, Inc. 5 Results Way Cupertino CA 95014 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-24 | 2,572 | $0.00 | 3,858 | No | 4 | J | Indirect | See Footnote 3 |
Common Stock | Acquisiton | 2010-06-25 | 20,000 | $0.16 | 23,858 | No | 4 | M | Indirect | See Footnote 4 |
Common Stock | Disposition | 2010-06-25 | 15,000 | $23.70 | 8,858 | No | 4 | S | Indirect | See Footnote 6 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See Footnote 3 |
No | 4 | M | Indirect | See Footnote 4 |
No | 4 | S | Indirect | See Footnote 6 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-06-25 | 20,000 | $0.00 | 20,000 | $0.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
67,773 | 2012-10-22 | No | 4 | M | Direct |
Footnotes
- KPCB Holdings, Inc. ("KPCB Holdings"), as nominee for the account of entities affiliated with Kleiner Perkins Caufield & Byers ("KPCB") and others, made a pro rata distribution for no consideration of an aggregate of 1,176,056 shares of common stock of the issuer to its partners on June 24, 2010.
- Represents 1,286 shares distributed to Mr. von Simson and 1,286 shares distrubuted to Mr. von Simson's spouse in a pro rata distribution by KPCB Holdings. Excludes fractional share interests and 3,493,360 shares held by entities affiliated with KPCB, including shares that are held for convenience in the name of KPCB Holdings, as nominee for the account of entities affiliated with KPCB and others. Mr. von Simson is a limited partner in KPCB Holdings; however, Mr. von Simson does not have voting or dispositive power with respect to these shares and disclaims beneficial ownership except to the extent of his pecuniary interest in these shares.
- Represents 1,286 shares held by Mr. von Simson and 2,572 shares held by Mr. von Simson's spouse. Excludes fractional share interests and 3,493,360 shares held by entities affiliated with KPCB, including shares that are held for convenience in the name of KPCB Holdings, as nominee for the account of entities affiliated with KPCB and others. Mr. von Simson is a limited partner in KPCB Holdings; however, Mr. von Simson does not have voting or dispositive power with respect to these shares and disclaims beneficial ownership except to the extent of his pecuniary interest in these shares.
- Represents 21,286 shares held by Mr. von Simson and 2,572 shares held by Mr. von Simson's spouse. Excludes fractional share interests and 3,493,360 shares held by entities affiliated with KPCB, including shares that are held for convenience in the name of KPCB Holdings, as nominee for the account of entities affiliated with KPCB and others. Mr. von Simson is a limited partner in KPCB Holdings; however, Mr. von Simson does not have voting or dispositive power with respect to these shares and disclaims beneficial ownership except to the extent of his pecuniary interest in these shares.
- Represents a weighted average sales price per share. The prices actually received ranged from $23.63 to $23.74. The reporting person has provided to the issuer, and will provide to the SEC staff or any security holder of the issuer, information regarding the number of shares sold at each price within the range.
- Represents 6,286 shares held by Mr. von Simson and 2,572 shares held by Mr. von Simson's spouse. Excludes fractional share interests and 3,493,360 shares held by entities affiliated with KPCB, including shares that are held for convenience in the name of KPCB Holdings, as nominee for the account of entities affiliated with KPCB and others. Mr. von Simson is a limited partner in KPCB Holdings; however, Mr. von Simson does not have voting or dispositive power with respect to these shares and disclaims beneficial ownership except to the extent of his pecuniary interest in these shares.
- The option is 100% vested and exercisable.