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Home > Insider Trading > Filing (0001245551-10-000001)

Filing Details

Accession Number:: 0001245551-10-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-06-07 13:00:00
Reporting Period:: 2010-06-03

Filing Date:: 2010-06-07
Accepted Time:: 2010-06-07 16:36:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
790202	First Opportunity Fund Inc	FOFI	(0)	133341573

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1245551	C Stephen Miller	2344 Spruce Street Suite A Boulder CO 80302	President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-06-03	1,000	$6.48	7,900	No	4	P	Direct
Common Stock	Acquisiton	2010-06-03	1,000	$6.48	8,900	No	4	P	Direct
Common Stock	Acquisiton	2010-06-07	500	$6.25	9,050	No	4	P	Indirect	By Self as Member of EMLLC
Common Stock	Acquisiton	2010-06-07	500	$6.25	9,550	No	4	P	Indirect	By Self as Member of EMLLC
Common Stock	Acquisiton	2010-06-07	500	$6.25	10,050	No	4	P	Indirect	By Self as Member of EMLLC
Common Stock	Acquisiton	2010-06-07	500	$6.25	10,550	No	4	P	Indirect	By Self as Member of EMLLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	By Self as Member of EMLLC
No	4	P	Indirect	By Self as Member of EMLLC
No	4	P	Indirect	By Self as Member of EMLLC
No	4	P	Indirect	By Self as Member of EMLLC

Footnotes

Such transactions were effected by Erma Miller, LLC. The members of Erma Miller, LLC ("EMLLC") are Erma Miller, Stephen C. Miller, William Miller, Susan Roof, and Cynthia Ziegler. Such members may be deemed to control EMLLC and may be deemed to possess indirect beneficial ownership of the Shares held by EMLLC. Stephen C. Miller and Erma Miller, acting alone, can vote or exercise dispositive authority over Shares held by EMLLC.