Filing Details
- Accession Number:
- 0001354488-10-001968
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-17 13:00:00
- Reporting Period:
- 2010-06-14
- Filing Date:
- 2010-06-17
- Accepted Time:
- 2010-06-17 06:12:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071760 | Ecosphere Technologies Inc | ESPH | Construction, Mining & Materials Handling Machinery & Equip (3530) | 203502861 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1266596 | Sr R Michael Donn | 3515 Se Lionel Terrace Stuart FL 34997 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-14 | 100,000 | $0.28 | 249,572 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-06-14 | 100,000 | $1.38 | 149,572 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 28,000 | $1.49 | 121,572 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-15 | 100,000 | $1.50 | 21,572 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-06-14 | 100,000 | $0.00 | 100,000 | $0.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2008-02-01 | 2011-01-31 | No | 4 | M | Direct |
Footnotes
- The sale of common stock and exercise of stock options in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2010.