Filing Details
- Accession Number:
- 0001263972-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-14 13:00:00
- Reporting Period:
- 2010-06-10
- Filing Date:
- 2010-06-14
- Accepted Time:
- 2010-06-14 17:50:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
739878 | Kid Brands Inc | KID | Miscellaneous Manufacturing Industries (3990) | 221815337 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1009268 | D. E. Shaw & Co, L.p. | 120 West Forty-Fifth Street 39Th Floor New York NY 10036 | No | No | No | Yes | |
1023870 | E David Shaw | 120 West Forty-Fifth Street 39Th Floor New York NY 10036 | No | No | No | Yes | |
1263972 | D. E. Shaw Laminar Portfolios, L.l.c. | 120 West Forty-Fifth Street 39Th Floor New York NY 10036 | No | No | No | Yes | |
1277502 | D. E. Shaw & Co, L.l.c. | 120 West Forty-Fifth Street 39Th Floor New York NY 10036 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-10 | 4,399,733 | $6.96 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Prior to this sale, D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to D. E. Shaw Laminar Portfolios, L.L.C. ("Laminar"); D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as managing member of Laminar; and Mr. David E. Shaw ("David E. Shaw") (as president and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as president and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of DESCO LLC) may have been deemed to be the beneficial owners of more than 10% of the Common Stock of the Issuer for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934.
- (Continued from Footnote 1) Each of DESCO LP (excluding the securities described in Footnote 4), DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any of the securities reported on Form 3 or on this Form 4, except to the extent of any pecuniary interest therein.
- Less a non-accountable expense reimbursement of 1.5% of the gross proceeds.
- DESCO LP has the right to acquire 9,000 shares of Common Stock upon exercise of vested call options issued in connection with former DESCO LP employee Lauren Krueger's service as a prior member of the Issuer's board of directors.