Filing Details
- Accession Number:
- 0001181431-10-031429
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-04 13:00:00
- Reporting Period:
- 2010-06-02
- Filing Date:
- 2010-06-04
- Accepted Time:
- 2010-06-04 12:11:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31347 | Echelon Corp | ELON | Computer Communications Equipment (3576) | 770203595 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1078519 | Kenneth M Oshman | 550 Meridian Ave San Jose CA 95126 | Executive Chairman | Yes | Yes | Yes | No |
1274140 | 1979 10 7 Dated Trust Oshman | C/O M Kenneth Oshman Echelon Corp., 550 Meridian Ave San Jose CA 95126 | No | No | Yes | No | |
1274143 | Ventures S O | C/O M Kenneth Oshman Echelon Corp., 550 Meridian Ave San Jose CA 95126 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-02 | 2,156 | $0.00 | 0 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2010-06-02 | 2,156 | $0.00 | 2,877,792 | No | 5 | G | Indirect | See footnote |
Common Stock | Disposition | 2010-06-03 | 2,156 | $8.52 | 2,875,636 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 119,915 | Indirect | See footnote |
Common Stock | 119,915 | Indirect | See footnote |
Common Stock | 293,220 | Indirect | See footnote |
Common Stock | 293,220 | Indirect | See footnote |
Common Stock | 180,085 | Indirect | See footnote |
Common Stock | 180,085 | Indirect | See footnote |
Common Stock | 181,558 | Indirect | See footnote |
Common Stock | 181,558 | Indirect | See footnote |
Common Stock | 488,428 | Indirect | See footnote |
Footnotes
- These shares are held by the Oshman Trust dated July 10, 1979, of which the Reporting Person and his spouse, Barbara S. Oshman, serve as co-trustees.
- These shares are held by the M. Kenneth Oshman 2008A Annuity Trust dated August 1, 2008.
- These shares are held by the Barbara S. Oshman 2008A Annuity Trust dated August 1, 2008.
- These shares are held by the M. Kenneth Oshman 2009 Annuity Trust dated February 20, 2009.
- These shares are held by the Barbara S. Oshman 2009 Annuity Trust dated February 20, 2009.
- These shares are held by the M. Kenneth Oshman 2009A Annuity Trust dated August 4, 2009.
- These shares are held by the Barbara S. Oshman 2009A Annuity Trust dated August 4, 2009.
- These shares are held by the M. Kenneth Oshman 2010 Annuity Trust dated February 23, 2010.
- These shares are held by the Barbara S. Oshman 2010 Annuity Trust dated February 23, 2010.
- These shares are held by O-S Ventures, a general partnership, of which M. Kenneth Oshman is general partner.
- The 2,156 shares were sold through separate trades, with the sale prices ranging from $8.44 to $8.63, and at a weighted average sale price of $8.5233. M. Kenneth Oshman undertakes to provde upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.
- This trade was executed pursuant to a Rule 10b5-1 trading plan that was adopted on May 20, 2010.