Filing Details
- Accession Number:
- 0001179110-10-010369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-14 13:00:00
- Reporting Period:
- 2010-05-13
- Filing Date:
- 2010-06-14
- Accepted Time:
- 2010-06-14 13:44:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1045942 | Securealert Inc. | SCRA | Communications Equipment, Nec (3669) | 870543981 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
938421 | G David Derrick | 150 West Civic Center Drive, Suite 400 Sandy UT 84070 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-13 | 4,998,000 | $0.00 | 6,039,470 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2010-05-20 | 2,004,000 | $0.00 | 8,043,470 | No | 4 | C | Direct | |
Common Stock | Disposition | 2010-06-02 | 2,000,000 | $0.14 | 6,043,470 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series D Convertible Preferred Stock | Disposition | 2010-05-13 | 833 | $0.00 | 4,998,000 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2010-05-20 | 334 | $0.00 | 2,004,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,567 | 2010-04-13 | No | 4 | C | Direct | |
2,233 | 2010-04-13 | No | 4 | C | Direct |
Footnotes
- On May 13, 2010, Mr. Derrick converted 833 shares of Series D Convertible Preferred Stock into 4,998,000 shares of SecureAlert, Inc., common stock. On May 20, he converted another 334 shares of Series D Preferred Stock into 2,004,000 shares of SecureAlert, Inc., common stock, for an aggregate of 1,167 shares of Series D Preferred Stock into 7,002,000 shares of SecureAlert, Inc., common stock.
- The Series D Convertible Preferred Stock converts into common stock of SecureAlert, Inc., at a ratio of one share of Series D Preferred into 6,000 shares of common stock. The Series D Preferred Stock was convertible beginning on April 13, 2010, and there is no expiration date.
- On June 2, 2010, Mr. Derrick transferred 2,000,000 shares of SecureAlert, Inc., common stock to two unrelated entities for consulting services to be rendered to ADP Management Corporation, at a per share valule of $0.14, the market price on the date of the transfer.