Filing Details
- Accession Number:
- 0001104659-10-034646
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-18 13:00:00
- Reporting Period:
- 2010-06-18
- Filing Date:
- 2010-06-18
- Accepted Time:
- 2010-06-18 20:07:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1374310 | Cboe Holdings Inc. | CBOE | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 205446972 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1433621 | G Bradley Griffith | C/O Cboe Holdings, Inc. 400 South Lasalle Street Chicago IL 60605 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-06-18 | 80,000 | $0.00 | 80,000 | No | 5 | J | Direct | |
| Class A Common Stock | Disposition | 2010-06-18 | 80,000 | $0.00 | 0 | No | 5 | J | Direct | |
| Class A-1 Common Stock | Acquisiton | 2010-06-18 | 40,000 | $0.00 | 40,000 | No | 5 | J | Direct | |
| Class A-2 Common Stock | Acquisiton | 2010-06-18 | 40,000 | $0.00 | 40,000 | No | 5 | J | Direct | |
| Unrestricted Common Stock | Acquisiton | 2010-06-18 | 300 | $29.00 | 7,847 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 5 | J | Direct | |
| No | 5 | J | Direct | |
| No | 5 | J | Direct | |
| No | 4 | P | Direct |
Footnotes
- Represents shares of Class A Common Stock received from the Company in connection with the Company's restructuring transaction, a merger exempt from Section 16(b) pursuant to Rule 16b-7 and approved by the board of directors of the Company in accordance with Rule 16b-3.
- Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A Common Stock not sold in the Company's initial public offering converted into one-half of one share of Class A-1 Common Stock and one-half of one share of Class A-2 Common Stock upon completion of the Company's initial public offering.
- Each issued and outstanding share of Class A-1 Common Stock and Class A-2 Common Stock shall automatically convert (without any action by the holder) into one share of Unrestricted Common Stock on the one hundred eightieth (180th) and three hundred sixtieth (360th) day, respectively, following the date that shares of CBOE Holdings Unrestricted Common Stock are issued in the Company's initial public offering, subject in each case to the Company's right to delay such conversion in connection with an organized sale.
- Purchased pursuant to CBOE Holding, Inc.'s reserved share program in connection with its initial public offering.
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