Filing Details
- Accession Number:
- 0001140361-10-025373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-14 13:00:00
- Reporting Period:
- 2010-06-10
- Filing Date:
- 2010-06-14
- Accepted Time:
- 2010-06-14 13:26:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31107 | Eastern Co | EML | Cutlery, Handtools & General Hardware (3420) | 060330020 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187212 | Iii L John Sullivan | 112 Bridge Street Naugatuck CT 06770 | Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-10 | 188 | $0.00 | 21,860 | No | 4 | A | Direct | |
Common Stock | Disposition | 2010-06-10 | 2,500 | $13.50 | 19,360 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Qualified employee stock option | Acquisiton | 2000-07-19 | 0 | $0.00 | 30,000 | $9.50 |
Common Stock | Qualified employee stock option | Acquisiton | 2001-04-26 | 0 | $0.00 | 22,500 | $9.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,000 | 2000-07-19 | No | 4 | A | Direct | |
52,500 | 2011-04-26 | No | 4 | D | Direct |
Footnotes
- 188 shares acquired at various prices for the period of January 1, 2010 through June 1, 2010 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.
- On June 10, 2010, 2,500 shares sold on the open market for $13.50 per share.
- The original 7/19/2000 option was for 20,000 shares at $14.25 per share. 4,810 shares were vested on 1/1/2001; 7,017 shares were vested on 1/1/2002; 7,017 shares were vested on 1/1/2003 and the remaining 1,156 shares were vested on 1/1/2004. As a result of a 3-for-2 stock split effective 10/18/2006, this option is now 30,000 shares at $9.50 per share.
- The original 4/26/2001 option was for 15,000 shares at $14.40 per share. 5,800 shares were vested on 1/1/2004; 6,944 shares were vested on 1/1/2005; and the remaining 2,256 shares were vested on 1/1/2006. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now for 22,500 shares at $9.60 per share.