Filing Details

Accession Number:
0001108426-10-000062
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-14 13:00:00
Reporting Period:
2010-06-11
Filing Date:
2010-06-14
Accepted Time:
2010-06-14 15:31:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108426 Pnm Resources Inc PNM Electric Services (4911) 850019030
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1350048 N Charles Eldred Alvarado Square
Ms-2850
Albuquerque NM 87158
Exec Vp, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-06-11 300 $11.60 34,980 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,160 Indirect PNMR Common Stock Fund - PNM Resources, Inc. 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $0.00 99,004 99,004 Direct
Common Stock Phantom Stock Shares $0.00 5,670 5,670 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
99,004 99,004 Direct
5,670 5,670 Indirect
Footnotes
  1. Total represents shares of PNM Resources, Inc. Common Stock acquired under the PNM Resources, Inc. 401(k) Plan. Information is based on a plan statement dated 05/31/10.
  2. Based on the closing price on the date of the grant.
  3. The options vest in three equal annual installments from grant date of issuance.
  4. The options expire 10 years from grant date.
  5. The security converts to common stock on a one-for-one basis.
  6. The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan, and will settled upon the Reporting Person's retirement or other termination of service.
  7. Total represents phantom stock shares of PNM Resources, Inc. Common Stock acquired under the PNM Resources, Inc. Executive Savings Plan. Information is based on a plan statement dated 05/31/10.