Filing Details
- Accession Number:
- 0001214659-10-001763
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-28 13:00:00
- Reporting Period:
- 2010-02-12
- Filing Date:
- 2010-06-28
- Accepted Time:
- 2010-06-28 16:55:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1018281 | Integral Technologies Inc | ITKG.OB | Electronic Components, Nec (3679) | 980163519 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1486345 | P. Richard Blumberg | 2357 Hobart Ave. S.w. Seattle WA 98116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-12 | 3,000 | $0.95 | 2,569,834 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-02-12 | 13,000 | $0.95 | 2,556,834 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-12 | 5,000 | $1.30 | 2,551,834 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Purchase Warrant (right to buy) | Disposition | 2010-04-22 | 2,932,000 | $0.00 | 2,932,000 | $0.50 |
Common Stock | Common Stock Purchase Warrant (right to buy) | Acquisiton | 2010-04-22 | 2,932,000 | $0.00 | 2,932,000 | $0.50 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2010-04-22 | 500,000 | $0.00 | 500,000 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-12-31 | No | 4 | J | Direct | |
2,932,000 | 2011-12-31 | No | 4 | J | Direct | |
500,000 | 2010-04-22 | 2011-12-31 | No | 4 | J | Direct |
Footnotes
- Short-swing profits of $1,930 relating to the transactions reported by this Form 4 have been paid to the issuer by the reporting person, pursuant to an agreement with the issuer.
- These two reported transactions involved an amendment to extend the term of an outstanding warrant, which may be deemed to be a cancellation of the outstanding warrant and the grant of a replacement warrant. The outstanding warrant had an issue date of December 31, 2008, and has been fully exercisable since its issuance.
- This transaction represents a grant of a stock option by the issuer to the reporting person, which occurred simultaneously with the amendment of the warrant described in footnote 2 above. The option is fully exercisable. Because the warrant amendment and the option grant occurred simultaneously, no short-swing profit was recoverable by matching these transactions pursuant to Rule 16b-6(c)(2).