Filing Details
- Accession Number:
- 0001209191-10-035201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-21 13:00:00
- Reporting Period:
- 2010-06-21
- Filing Date:
- 2010-06-21
- Accepted Time:
- 2010-06-21 20:11:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1086909 | Broadsoft Inc | BSFT | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252022 | P Robert Goodman | C/O Bessemer Venture Partners 1865 Palmer Avenue, Suite 104 Larchmont NY 10538 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Preferred Stock | Disposition | 2010-06-21 | 1,050,000 | $0.48 | 0 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2010-06-21 | 203,680 | $0.00 | 211,234 | No | 4 | C | Indirect | By Cove Ventures, LLC |
Common Stock | Acquisiton | 2010-06-21 | 44,643 | $0.00 | 53,338 | No | 4 | C | Indirect | By NB Group, LLC |
Common Stock | Disposition | 2010-06-21 | 250 | $8.37 | 1,416 | No | 4 | S | Indirect | By Deer Management Co. LLC |
Common Stock | Disposition | 2010-06-21 | 109,248 | $8.37 | 444,833 | No | 4 | S | Indirect | By Plum Bush, Inc. |
Common Stock | Disposition | 2010-06-21 | 13,550 | $8.37 | 197,684 | No | 4 | S | Indirect | By Cove Ventures, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | C | Indirect | By Cove Ventures, LLC |
No | 4 | C | Indirect | By NB Group, LLC |
No | 4 | S | Indirect | By Deer Management Co. LLC |
No | 4 | S | Indirect | By Plum Bush, Inc. |
No | 4 | S | Indirect | By Cove Ventures, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B-1 Convertible Preferred Stock | Disposition | 2010-06-21 | 36,666 | $0.00 | 87,998 | $0.00 |
Common Stock | Series C-1 Convertible Preferred Stock | Disposition | 2010-06-21 | 115,682 | $0.00 | 115,682 | $0.00 |
Common Stock | Series B-1 Convertible Preferred Stock | Disposition | 2010-06-21 | 2,710 | $0.00 | 6,504 | $0.00 |
Common Stock | Series C-1 Convertible Preferred Stock | Disposition | 2010-06-21 | 38,139 | $0.00 | 38,139 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Reflects the automatic redemption and cancellation of the shares of Series A Preferred Stock upon the closing of the Issuer's initial public offering ("IPO").
- The Series B-1 Convertible Preferred Stock converted into Common Stock on a 2.4-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date.
- The Series C-1 Convertible Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date.
- The reporting person is the managing member of Cove Ventures, LLC. The reporting person disclaims beneficial ownership of the securities held by Cove Ventures, LLC, except to the extent of his pecuniary interest therein.
- The reporting person is a managing member of NB Group, LLC. The reporting person disclaims beneficial ownership of the securities held by NB Group, LLC, except to the extent of his pecuniary interest therein.
- Price per share at which the Reporting Person sold shares to the Underwriters in the Issuer's IPO.
- The reporting person is a managing member of Deer Management Co. LLC. The reporting person disclaims beneficial ownership of the securities held by Deer Management Co. LLC, except to the extent of his pecuniary interest therein.
- The reporting person is President of Plum Bush, Inc.