Filing Details
- Accession Number:
- 0001179110-10-011041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-28 13:00:00
- Reporting Period:
- 2010-06-21
- Filing Date:
- 2010-06-28
- Accepted Time:
- 2010-06-28 19:33:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 919013 | Wave Systems Corp | WAVX | Computer Peripheral Equipment, Nec (3577) | 133477246 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 924053 | K Nolan Bushnell | 480 Pleasant Street Lee MA 01238 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-06-24 | 10,000 | $1.00 | 10,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-06-24 | 10,000 | $3.65 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Non-Employee Director Stock Options | Acquisiton | 2010-06-21 | 10,000 | $0.00 | 10,000 | $3.39 |
| Class A Common Stock | Non-Employee Director Stock Options | Disposition | 2010-06-24 | 10,000 | $0.00 | 10,000 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2010-06-21 | 2020-06-21 | No | 4 | A | Direct |
| 0 | 2009-06-22 | 2019-06-22 | No | 4 | M | Direct |
Footnotes
- On June 21, 2010, Nolan K. Bushnell was granted 10,000 shares of stock under the Company's Amended and Restated 1994 Non-Employee Directors Stock Option Plan. These stock options vest the day following the grant.
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