Filing Details
- Accession Number:
- 0001181431-10-034574
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-24 13:00:00
- Reporting Period:
- 2010-06-22
- Filing Date:
- 2010-06-24
- Accepted Time:
- 2010-06-24 15:06:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1486800 | Higher One Holdings Inc. | HOH | Services-Business Services, Nec (7389) | 263025501 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1026921 | B Donald Marron | 375 Park Avenue, 11Th Floor New York NY 10152 | No | No | Yes | No | |
1277195 | Marron & Associates Llc | 375 Park Avenue, 11Th Floor New York NY 10152 | No | No | Yes | No | |
1401516 | Lightyear Fund Ii Lp | 375 Park Avenue, 11Th Floor New York NY 10152 | No | No | Yes | No | |
1478799 | Lightyear Fund Ii Gp Holdings, Llc | 375 Park Avenue, 11Th Floor New York NY 10152 | No | No | Yes | No | |
1478800 | Lightyear Fund Ii Gp, L.p. | 375 Park Avenue, 11Th Floor New York NY 10152 | No | No | Yes | No | |
1494519 | Chestnut Venture Holdings, Llc | 375 Park Avenue, 11Th Floor New York NY 10152 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-22 | 2,373,688 | $11.16 | 13,908,128 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-22 | 9,902 | $11.16 | 71,917 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
Footnotes
- On June 22, 2010, pursuant to the Underwriting Agreement, dated June 16, 2010, among Higher One Holdings, Inc., the Selling Stockholders named therein and Goldman, Sachs & Co., as Representative of the several Underwriters named therein, Lightyear Fund II, L.P. sold 2,373,688 shares of Common Stock and Lightyear Co-Invest Partnership II, L.P. sold 9,902 shares of Common Stock in a public offering.
- Represents the public offering price of $12.00 per share of Common Stock less the underwriting discount of $.84 per share of Common Stock.
- The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is Marron & Associates, LLC. The sole member of Marron & Associates, LLC is Chestnut Venture Holdings, LLC. The managing member of Chestnut Venture Holdings, LLC is Mr. Donald B. Marron.
- The shares are held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP, L.P.