Filing Details
- Accession Number:
- 0001181431-10-033171
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-15 13:00:00
- Reporting Period:
- 2010-06-15
- Filing Date:
- 2010-06-15
- Accepted Time:
- 2010-06-15 17:04:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1228068 | Inergy Holdings L.p. | NRGP | Retail-Nonstore Retailers (5960) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247484 | Phillip Elbert | Two Brush Creek Blvd., Suite 200 Kansas City MO 64112 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units | Disposition | 2010-06-15 | 46,194 | $22.76 | 1,918,299 | No | 4 | S | Indirect | As Trustee of the Phillip L. Elbert Trust |
Common Units | Disposition | 2010-06-15 | 258,655 | $23.00 | 1,659,644 | No | 4 | S | Indirect | As Trustee of the Phillip L. Elbert Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | As Trustee of the Phillip L. Elbert Trust |
No | 4 | S | Indirect | As Trustee of the Phillip L. Elbert Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Units | 360,000 | Direct | |
Common Units | 362,025 | Indirect | As Co-Trustee of the Phillip L. Elbert 2005 Grantor Retained Annuity Trust |
Common Units | 120,339 | Indirect | As Co-Trustee of the Charles W. Elbert Trust |
Common Untis | 120,339 | Indirect | As Co-Trustee of the Lauren E. Elbert Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Units | Long Term Incentive Plan | $7.50 | 2010-06-20 | 2015-06-19 | 120,000 | 120,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-06-19 | 120,000 | 120,000 | Direct |
Footnotes
- Mr. Elbert is a co-trustee of the Phillip L. Elbert 2005 Grantor Retained Annuity Trust
- Mr. Elbert is a trustee of the Phillip L. Elbert Revocable Trust under agreement dated 5/17/2001.
- Mr. Elbert is a co-trustee of the Charles W. Elbert Trust U/A dated 3/31/05.
- Mr. Elbert is a co-trustee of the Lauren E. Elbert Trust U/A dated 3/31/05.
- Includes a transfer of 694,831 Common Units held personally by Mr. Elbert. The transfer of the Common Units was exempt from the reporting and liability provisions of Section 16 pursuant to Rule 16a-13.
- Includes a transfer of 20,000 Common Units from the Phillip L. Elbert Revocable Trust U/A dated 5/17/2001. The transfer of the Common Units was exempt from the reporting and liability provisions of Section 16 pursuant to Rule 16a-13.
- Includes restricted units granted under the Inergy Holdings, L.P. Long Term Incentive Plan, as amended.
- On June 11, 2010, certain senior executive officers of the general partner of Inergy Holdings, L.P. ("NRGP") entered into a definitive agreement to exchange a portion of their personally held unregistered NRGP common units for primarily common stock of Kayne Anderson MLP Investment Company ("KYN") at a price of $22.999 per common unit. The NRGP common units that were sold to KYN for cash were sold at $22.756 per common unit.